Investment adviser · CRD 300572
SIMPLICITY WEALTH
Investment adviser filing (IA)
SIMPLICITY WEALTH LLC
SUMMIT, NJ, United States · Form ADV filed Jul 8, 2026
- Regulatory AUM
- $4.27B Form ADV · Item 5.F
- Client accounts
- 14,045 Accounts, not individual clients
- Employees
- 424 Reported in this filing
- Advisory professionals
- 190 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other investment advisers | 36 | $2,513,632,475 | 58.9% |
| Individuals | 7,811 | $1,078,734,952 | 25.3% |
| High-net-worth individuals | 645 | $634,591,388 | 14.9% |
| Banks & thrifts | 2 | $44,081,928 | 1.0% |
Filing source
Form ADV 2118245 · Jul 8, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 8, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
475 SPRINGFIELD AVE., SUITE #1SUMMIT, NJ, 07901, United States
CRD 300572
Filing source
Form ADV 2118245 · Jul 8, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.