Investment adviser · CRD 170265
SIMPLEX WEALTH MANAGEMENT
Investment adviser filing (IA)
SIMPLEX WEALTH MANAGEMENT, LLC
DANVILLE, CA, United States · Form ADV filed Feb 7, 2025
- Regulatory AUM
- $259M Form ADV · Item 5.F
- Client accounts
- 769 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 98 | $217,068,922 | 83.8% |
| Individuals | 93 | $41,846,494 | 16.2% |
Filing source
Form ADV 1936008 · Feb 7, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 7, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets
Principal office
500 LA GONDA WAY, SUITE 210DANVILLE, CA, 94526, United States
CRD 170265
Filing source
Form ADV 1936008 · Feb 7, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.