Investment adviser · CRD 132581

SIMON CAPITAL MANAGEMENT

Investment adviser filing (IA)

SIMON FINANCIAL GROUP, INC.

BALA CYNWYD, PA, United States · Form ADV filed Feb 18, 2014

Regulatory AUM
$36M
Form ADV · Item 5.F
Client accounts
262
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Feb 18, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

ONE BALA PLAZA, STE. 630
BALA CYNWYD, PA, 19004, United States

CRD 132581

Filing source

Form ADV 788523 · Feb 18, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.