Investment adviser · CRD 141407

SILVERBACK ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

DURHAM, NC, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $1.19B
Client accounts: 8
Employees: 12
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Corporations & businesses	Fewer than 5	$778,751,156	65.3%
Pooled investment vehicles	6	$413,719,638	34.7%

Filing source

Form ADV 2057723 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SILVERBACK CONVERTIBLE MASTER FUND LIMITEDHedge Fund · Last reported Mar 31, 2026$207MGross asset value

Feeder funds

SILVERBACK CONVERTIBLE FUND LLC
SILVERBACK CONVERTIBLE FUND LIMITED

Fund administrator CITCO FUND SERVICE (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BROADRIDGE CORPORATE ISSUER SOLUTIONS BRENTWOOD, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANSCISCO, California, United States Related to adviser: No

Custodian WILMINGTON SAVINGS FUND SOCIETY, FSB WILMINGTON, Delaware, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

J.P. MORGAN SECURITIES INC.
SEC 8-36950

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-4613127959
Reported beneficial owners: 8
Minimum commitment: $5M
Form D file number: 021-368628
Form D file number: 021-375072

Form ADV 2057723 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SILVERBACK OPPORTUNISTIC CREDIT MASTER FUND LIMITEDHedge Fund · Last reported Mar 31, 2026$207MGross asset value

Feeder funds

SILVERBACK OPPORTUNISTIC CREDIT FUND LIMITED
SILVERBACK OPPORTUNISTIC CREDIT FUND LLC

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian BROADRIDGE CORPORATE ISSUER SOLUTIONS BRENTWOOD, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian WILMINGTON SAVINGS FUND SOCIETY, FSB WILMINGTON, Delaware, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

J.P. MORGAN SECURITIES INC.
SEC 8-36950

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source

Fund ID: 805-3345531311
Reported beneficial owners: 9
Minimum commitment: $2M
Form D file number: 021-119973
Form D file number: 021-134774

Form ADV 2057723 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SILVERBACK ALTERNATIVE ASSET FINANCE, LPHedge Fund · Last reported Mar 28, 2014$954KGross asset value

Auditor GRANT THORNTON LLP RALEIGH, North Carolina, United States

Custodian SUNTRUST BANK DURHAM, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4716616119
Reported beneficial owners: 4
Minimum commitment: $5M
Form D file number: 021-92865

Form ADV 803615 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SILVERBACK PEARL ACQUISITION, LPHedge Fund · Last reported Mar 28, 2014$232KGross asset value

Auditor GRANT THORNTON LLP RALEIGH, North Carolina, United States

Custodian SUNTRUST BANK DURHAM, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8560320350
Reported beneficial owners: 6
Minimum commitment: $1M

Form ADV 803615 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

555 S. MANGUM STREET, SUITE 910
DURHAM, NC, 27701, United States

CRD 141407

Filing source

Form ADV 2057723 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.