Investment adviser · CRD 283335

SILVER ROCK FINANCIAL LP

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $5.38B
Client accounts: 33
Employees: 31
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	28	$4,493,804,354	83.5%
Corporations & businesses	Fewer than 5	$686,258,215	12.8%
Insurance companies	Fewer than 5	$125,508,044	2.3%
Other clients	Fewer than 5	$66,266,003	1.2%
Charities	Fewer than 5	$9,186,016	0.2%

Filing source

Form ADV 2064964 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

39 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SILVER ROCK OPPORTUNITIES FUND I LPHedge Fund · Last reported Mar 31, 2026$866MGross asset value

Feeder funds

SILVER ROCK OPPORTUNITIES OFFSHORE FUND I-B LLC
SILVER ROCK OPPORTUNITIES OFFSHORE FUND I LLC

Fund administrator CITCO FUND ADMINISTRATION LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LOS ANGELES, California, United States

Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian JP MORGAN CHASE BANK N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States

Prime broker J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

JP MORGAN CHASE BANK N.A.
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-7641644278
Reported beneficial owners: 8
Minimum commitment: $5M

Form ADV 2064964 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SILVER ROCK TACTICAL ALLOCATION FUND LP (CLASS A)Hedge Fund · Last reported Mar 31, 2026$444MGross asset value

Feeder funds

Fund administrator CITCO FUND ADMINISTRATION LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LOS ANGELES, California, United States

Custodian JP MORGAN CHASE BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-1072049448
Reported beneficial owners: 34
Minimum commitment: $10M
Form D file number: 021-355104
Form D file number: 021-355109

Form ADV 2064964 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SILVER ROCK CLO IV, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$406MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7194606982
Reported beneficial owners: 4
Minimum commitment: $250K

Form ADV 2064964 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SILVER ROCK CLO III, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$405MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8402531080
Reported beneficial owners: 4
Minimum commitment: $250K

Form ADV 2064964 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SILVER ROCK CLO II, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$401MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7931720510
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2064964 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SILVER ROCK CLO V, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$400MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2796946455
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2064964 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SILVER ROCK OPPORTUNISTIC CREDIT FUND LPHedge Fund · Last reported Mar 31, 2026$374MGross asset value