Investment adviser · CRD 2225

SII INVESTMENTS, INC.

Investment adviser filing (IA)

APPLETON, WI, United States · Form ADV filed Jun 13, 2018

Employees
81
Reported in this filing
Advisory professionals
23
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jun 13, 2018. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

5555 W GRANDE MARKET DRIVE
APPLETON, WI, 54913-8403, United States

CRD 2225

Filing source

Form ADV 1223870 · Jun 13, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.