Investment adviser · CRD 106788

SIGULER GUFF ADVISERS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 25, 2026

Regulatory AUM: $18.3B
Client accounts: 146
Employees: 130
Advisory professionals: 71

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	110	$12,379,345,171	67.8%
Retirement plans	27	$5,435,555,900	29.8%
Corporations & businesses	6	$427,429,140	2.3%
Charities	Fewer than 5	$13,110,592	0.1%

Filing source

Form ADV 2043665 · Mar 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND V, LPPrivate Equity Fund · Last reported Mar 25, 2026$1.29BGross asset value

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-1179271555
Reported beneficial owners: 87
Minimum commitment: $5M
Form D file number: 021-433310

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND IV, LPPrivate Equity Fund · Last reported Mar 25, 2026$1.12BGross asset value

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Fund details & source

Fund ID: 805-5008213901
Reported beneficial owners: 79
Minimum commitment: $5M
Form D file number: 021-344156

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND V (T), LPPrivate Equity Fund · Last reported Mar 25, 2026$876MGross asset value

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-9502781793
Reported beneficial owners: 145
Minimum commitment: $5M
Form D file number: 021-433310

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND VI, LPPrivate Equity Fund · Last reported Mar 25, 2026$860MGross asset value

Form D fundraising filings

Siguler Guff Small Buyout Opportunities Fund VI, LP

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer ALEXANDRIA GROUP OYJ HELSINKI, Finland Related to adviser: No

Marketer BRUNEL ADVISORS BRITISH VIRGIN ISLANDS, British Virgin Islands Related to adviser: No

Marketer CAIS CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer CALAMAR FINANCIAL GROUP, LLC AMHERST, New York, United States Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Marketer SIGULER GUFF GLOBAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer S.O. CAPITAL ADVICE PARIS, France Related to adviser: No

Marketer VISION 4 FUND DISTRIBUTORS SCOTTSDALE, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646

CALAMAR FINANCIAL GROUP, LLC
CRD 283992 · SEC 8-69777

MORGAN STANLEY
CRD 149777 · SEC 801-70103

SIGULER GUFF GLOBAL MARKETS, LLC
CRD 159534 · SEC 8-68996

VISION 4 FUND DISTRIBUTORS
CRD 298105 · SEC 8-70175

Fund details & source

Fund ID: 805-4547192199
Reported beneficial owners: 67
Minimum commitment: $5M
Form D file number: 021-532606

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SIGULER GUFF HP CHINA OPPORTUNITIES FUND II, LPPrivate Equity Fund · Last reported Mar 25, 2026$700MGross asset value

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Fund details & source

Fund ID: 805-9223434073
Reported beneficial owners: 5
Minimum commitment: $50M

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND IV (T), LPPrivate Equity Fund · Last reported Mar 25, 2026$688MGross asset value

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Fund details & source

Fund ID: 805-7643680895
Reported beneficial owners: 116
Minimum commitment: $5M
Form D file number: 021-344156

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND VI (T), LPPrivate Equity Fund · Last reported Mar 25, 2026$583MGross asset value

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: No

Marketer CAIS CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer CALAMAR FINANCIAL GROUP, LLC AMHERST, New York, United States Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Marketer SIGULER GUFF GLOBAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer VISION 4 FUND DISTRIBUTORS SCOTTSDALE, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646

CALAMAR FINANCIAL GROUP, LLC
CRD 283992 · SEC 8-69777

MORGAN STANLEY
CRD 149777 · SEC 801-70103

SIGULER GUFF GLOBAL MARKETS, LLC
CRD 159534 · SEC 8-68996

VISION 4 FUND DISTRIBUTORS
CRD 298105 · SEC 8-70175

Fund details & source

Fund ID: 805-5289142250
Reported beneficial owners: 84
Minimum commitment: $5M
Form D file number: 021-53260601

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

200 PARK AVENUE, 14TH FLOOR
NEW YORK, NY, 10166, United States

CRD 106788

Filing source

Form ADV 2043665 · Mar 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.