Investment adviser · CRD 106615
SIERRA INVESTMENT MANAGEMENT, LLC
Investment adviser filing (IA)
SANTA MONICA, CA, United States · Form ADV filed Jul 15, 2026
- Regulatory AUM
- $361M Form ADV · Item 5.F
- Client accounts
- 759 Accounts, not individual clients
- Employees
- 34 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 101 | $259,304,544 | 71.8% |
| Individuals | 193 | $75,707,184 | 21.0% |
| Retirement plans | 7 | $12,279,064 | 3.4% |
| Other clients | 7 | $10,785,986 | 3.0% |
| Corporations & businesses | 3 | $2,109,916 | 0.6% |
| Charities | Fewer than 5 | $712,790 | 0.2% |
Filing source
Form ADV 2120013 · Jul 15, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 15, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
3420 OCEAN PARK BLVD, STE 3060SANTA MONICA, CA, 90405, United States
CRD 106615
Filing source
Form ADV 2120013 · Jul 15, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.