Investment adviser · CRD 300069
SIERRA CREST INVESTMENT MANAGEMENT LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $781M Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 0 Reported in this filing
- Advisory professionals
- 0 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Business development companies | 1 | $523,641,127 | 67.0% |
| Investment companies | 1 | $203,591,434 | 26.1% |
| Pooled investment vehicles | 1 | $53,913,000 | 6.9% |
Filing source
Form ADV 2087971 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
GREAT LAKES KCAP F3C SENIOR, LLCSecuritized Asset Fund · Last reported Mar 31, 2026$87.8MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-7832249064
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2087971 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PORTMAN RIDGE FUNDING 2018-2 LTD.Securitized Asset Fund · Last reported Mar 10, 2025$200MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-8635769264
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1954517 · Mar 10, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
650 MADISON AVENUE, 3RD FLOORNEW YORK, NY, 10022, United States
CRD 300069
Filing source
Form ADV 2087971 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.