Investment adviser · CRD 117646
SIENA WEALTH ADVISORS
Investment adviser filing (IA)
SIENA CAPITAL MANAGEMENT, LLC
GRAND LEDGE, MI, United States · Form ADV filed Mar 24, 2021
- Regulatory AUM
- $219M Form ADV · Item 5.F
- Client accounts
- 1,078 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 82 | $128,935,265 | 58.9% |
| Individuals | 335 | $81,011,736 | 37.0% |
| Corporations & businesses | 10 | $6,507,054 | 3.0% |
| Charities | Fewer than 5 | $2,483,410 | 1.1% |
Filing source
Form ADV 1517632 · Mar 24, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 24, 2021. View historical filings
Reported services
Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets
Principal office
11973 SWEETWATER DRIVE, SUITE A-1GRAND LEDGE, MI, 48837, United States
CRD 117646
Filing source
Form ADV 1517632 · Mar 24, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.