Investment adviser · CRD 146040
SHORELINE FINANCIAL ADVISORS, LLC
Investment adviser filing (IA)
GUILFORD, CT, United States · Form ADV filed Jun 29, 2022
- Regulatory AUM
- $223M Form ADV · Item 5.F
- Client accounts
- 676 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 63 | $138,888,465 | 62.2% |
| Individuals | 205 | $72,382,204 | 32.4% |
| Retirement plans | Fewer than 5 | $10,800,070 | 4.8% |
| Charities | Fewer than 5 | $1,181,611 | 0.5% |
Filing source
Form ADV 1661167 · Jun 29, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 29, 2022. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
246 GOOSE LANE, SUITE 201GUILFORD, CT, 06437, United States
CRD 146040
Filing source
Form ADV 1661167 · Jun 29, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.