Investment adviser · CRD 320929

SHIMA CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

IRVINE, CA, United States · Form ADV filed Mar 28, 2025

Regulatory AUM
$165M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
11
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$164,638,011100.0%
Filing source

Form ADV 1971040 · Mar 28, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SHIMA CAPITAL QP LLCVenture Capital Fund · Last reported Mar 28, 2025$93.5MGross asset value

Form D fundraising filings

Shima Capital QP LLC

Fund administrator FORMIDIUM DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States
Custodian COINBASE CUSTODY TRUST COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian FIREBLOCKS INC. NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS SANTA CLARA, California, United States Related to adviser: No
Marketer GT SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: Yes
Marketer MICHAEL ZHANG ADELAIDE, Australia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN & COMPANY, LTD.
PCAOB 925

GT SECURITIES, INC.
CRD 116012 · SEC 8-53527

Fund details & source
Fund ID
805-8382026186
Reported beneficial owners
191
Minimum commitment
$250K
Form D file number
021-467767

Form ADV 1971040 · Mar 28, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHIMA CAPITAL BLOCKER LLCVenture Capital Fund · Last reported Mar 28, 2025$63.1MGross asset value
Fund administrator FORMIDIUM DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States
Custodian COINBASE CUSTODY TRUST COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian FIREBLOCKS INC. NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS SANTA CLARA, California, United States Related to adviser: No
Marketer GT SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: Yes
Marketer MATTAN LAURIE HONG KONG, Hong Kong Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN & COMPANY, LTD.
PCAOB 925

GT SECURITIES, INC.
CRD 116012 · SEC 8-53527

Fund details & source
Fund ID
805-5100590147
Reported beneficial owners
99
Minimum commitment
$250K

Form ADV 1971040 · Mar 28, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHIMA CAPITAL A LLCVenture Capital Fund · Last reported Mar 28, 2025$8.06MGross asset value

Form D fundraising filings

Shima Capital A LLC

Fund administrator FORMIDIUM DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States
Custodian COINBASE CUSTODY TRUST COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian FIREBLOCKS INC NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS SANTA CLARA, California, United States Related to adviser: No
Marketer GT SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN & COMPANY, LTD.
PCAOB 925

GT SECURITIES, INC.
CRD 116012 · SEC 8-53527

Fund details & source
Fund ID
805-2031179188
Reported beneficial owners
59
Minimum commitment
$250K
Form D file number
021-467773

Form ADV 1971040 · Mar 28, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHIMA 1INCH SPV LLCVenture Capital Fund · Last reported Aug 29, 2022$7.83MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7626399089
Reported beneficial owners
30
Minimum commitment
$0

Form ADV 1661674 · Aug 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHIMA TRIBAL SPV LLCVenture Capital Fund · Last reported Aug 29, 2022$7.37MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6298764637
Reported beneficial owners
23
Minimum commitment
$0

Form ADV 1661674 · Aug 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHIMA GS STUDIO SPV LLCVenture Capital Fund · Last reported Aug 29, 2022$6.85MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6860998142
Reported beneficial owners
37
Minimum commitment
$0

Form ADV 1661674 · Aug 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHIMA CAPITAL LLCVenture Capital Fund · Last reported Aug 29, 2022$6MGross asset value
Fund administrator SUDRANIA DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Marketer ACEANA GROUP LLC LOS ANGELES, California, United States Related to adviser: No
Marketer GT SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: No
Marketer MATTAN LURIE HONG KONG, China Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

GT SECURITIES, INC.
CRD 116012 · SEC 8-53527

Fund details & source
Fund ID
805-2210872748
Reported beneficial owners
16
Minimum commitment
$0

Form ADV 1661674 · Aug 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2025. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1 PARK PLAZA, SUITE 600
IRVINE, CA, 92614, United States

CRD 320929

Filing source

Form ADV 1971040 · Mar 28, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.