Investment adviser · CRD 170861

SHERMAN ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

VENTURA, CA, United States · Form ADV filed Sep 28, 2026

Regulatory AUM: $141M
Client accounts: 151
Employees: 1
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	17	$101,371,631	72.0%
Corporations & businesses	Fewer than 5	$28,976,942	20.6%
Individuals	15	$5,510,821	3.9%
Pooled investment vehicles	1	$4,900,124	3.5%

Filing source

Form ADV 2135171 · Sep 28, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SIGNAL 7 TACTICAL SENTIMENT FUND LPHedge Fund · Last reported Sep 28, 2026$4.9MGross asset value

Form D fundraising filings

Signal 7 Tactical Sentiment Fund LP

Fund administrator NAV FUND SERVICES, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor AKRAM & ASSOCIATES PLLC CARY, North Carolina, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

AKRAM & ASSOCIATES PLLC
PCAOB 5961

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-1236199889
Reported beneficial owners: 4
Minimum commitment: $250K
Form D file number: 021-561359

Form ADV 2135171 · Sep 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 28, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1500 PALMA DR., SUITE 133
VENTURA, CA, 93003, United States

CRD 170861

Filing source

Form ADV 2135171 · Sep 28, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.