Investment adviser · CRD 118739
SHEAFF BROCK INVESTMENT ADVISORS, LLC
Investment adviser filing (IA)
INDIANAPOLIS, IN, United States · Form ADV filed Mar 26, 2025
- Regulatory AUM
- $1.41B Form ADV · Item 5.F
- Client accounts
- 1,778 Accounts, not individual clients
- Employees
- 26 Reported in this filing
- Advisory professionals
- 18 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 348 | $1,144,083,993 | 81.1% |
| Individuals | 396 | $132,442,383 | 9.4% |
| Corporations & businesses | 18 | $85,258,245 | 6.0% |
| Charities | 7 | $48,421,693 | 3.4% |
Filing source
Form ADV 1942972 · Mar 26, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 26, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
8801 RIVER CROSSING BLVD, SUITE 100INDIANAPOLIS, IN, 46240, United States
CRD 118739
Filing source
Form ADV 1942972 · Mar 26, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.