Investment adviser · CRD 163320

SHEA VENTURES

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SHEA VENTURES MANAGEMENT, LLC

WALNUT, CA, United States · Form ADV filed Feb 10, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SHEA VENTURES OPPORTUNITY FUND II, LPVenture Capital Fund · Last reported Feb 10, 2017$96.8MGross asset value
Auditor BDO USA, LLLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Marketer KATALYST SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

KATALYST SECURITIES LLC
CRD 112494 · SEC 8-53260

Fund details & source
Fund ID
805-4222924070
Reported beneficial owners
88
Minimum commitment
$1M
Form D file number
021-188778

Form ADV 1071073 · Feb 10, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHEA VENTURES OPPORTUNITY FUND A, LLCVenture Capital Fund · Last reported Feb 10, 2017$40MGross asset value
Auditor BDO USA, LLLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker BTIG LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9140656311
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1071073 · Feb 10, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHEA VENTURES OPPORTUNITY FUND, LPVenture Capital Fund · Last reported Feb 10, 2017$8.49MGross asset value
Auditor BDO USA, LLLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3332159714
Reported beneficial owners
57
Minimum commitment
$1M
Form D file number
021-140926

Form ADV 1071073 · Feb 10, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHEA VENTURES OPPORTUNITY FUND B, LLCVenture Capital Fund · Last reported Feb 10, 2017$6.1MGross asset value
Auditor BDO USA, LLLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3978976834
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1071073 · Feb 10, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHEA VENTURES OPPORTUNITY FUND A-II, LLCVenture Capital Fund · Last reported Feb 10, 2017$2.01MGross asset value
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6046976927
Reported beneficial owners
25
Minimum commitment
$0
Form D file number
021-169262

Form ADV 1071073 · Feb 10, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHEA VENTURES OPPORTUNITY FUND B-II, LPVenture Capital Fund · Last reported Feb 10, 2017$1.21MGross asset value
Auditor BDO USA, LLLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2631206494
Reported beneficial owners
9
Minimum commitment
$0

Form ADV 1071073 · Feb 10, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHEA VENTURES OPPORTUNITY FUND A-I, LLCVenture Capital Fund · Last reported Feb 10, 2017$1.09MGross asset value
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker BTIG LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2229210059
Reported beneficial owners
3
Minimum commitment
$0
Form D file number
021-152029

Form ADV 1071073 · Feb 10, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 10, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

655 BREA CANYON RD
WALNUT, CA, 91789, United States

CRD 163320

Filing source

Form ADV 1071073 · Feb 10, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.