Investment adviser · CRD 121534
SHAKER FINANCIAL SERVICES
Investment adviser filing (IA)
SHAKER FINANCIAL SERVICES, LLC
ANNAPOLIS, MD, United States · Form ADV filed Mar 27, 2026
- Regulatory AUM
- $286M Form ADV · Item 5.F
- Client accounts
- 588 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 101 | $208,674,544 | 72.9% |
| Individuals | 228 | $76,660,704 | 26.8% |
| Other investment advisers | Fewer than 5 | $985,152 | 0.3% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Retirement plans | Fewer than 5 | $0 | 0.0% |
| Charities | Fewer than 5 | $0 | 0.0% |
| Government entities | Fewer than 5 | $0 | 0.0% |
| Insurance companies | Fewer than 5 | $0 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | 0.0% |
| Corporations & businesses | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2082149 · Mar 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 27, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
1997 ANNAPOLIS EXCHANGE PARKWAY, SUITE 300-349ANNAPOLIS, MD, 21401, United States
CRD 121534
Filing source
Form ADV 2082149 · Mar 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.