Investment adviser · CRD 150106
SHAFFER CAPITAL
Investment adviser filing (IA)
SHAFFER CAPITAL ADVISERS, LLC
WESTERVILLE, OH, United States · Form ADV filed May 26, 2026
- Regulatory AUM
- $211M Form ADV · Item 5.F
- Client accounts
- 457 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 31 | $105,700,302 | 50.1% |
| Retirement plans | 10 | $64,578,445 | 30.6% |
| Individuals | 157 | $35,489,791 | 16.8% |
| Corporations & businesses | Fewer than 5 | $5,290,636 | 2.5% |
Filing source
Form ADV 2108308 · May 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 26, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
550 POLARIS PARKWAY, SUITE 130WESTERVILLE, OH, 43082, United States
CRD 150106
Filing source
Form ADV 2108308 · May 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.