Investment adviser · CRD 291173

SGIM

Investment adviser filing (IA)

SGIM INC.

NEW YORK, NY, United States · Form ADV filed Jan 16, 2020

Regulatory AUM
$11.3M
Form ADV · Item 5.F
Client accounts
131
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$4,389,93538.7%
High-net-worth individuals25$3,670,06932.4%
Individuals106$3,283,61528.9%
Filing source

Form ADV 1368695 · Jan 16, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SGIM ALPHA, LPHedge Fund · Last reported Jan 16, 2020$4.43MGross asset value
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-5560103628
Reported beneficial owners
2
Minimum commitment
$100K
Form D file number
021-25347

Form ADV 1368695 · Jan 16, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 16, 2020. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

42 BROADWAY, 12TH FLOOR
NEW YORK, NY, 10004, United States

CRD 291173

Filing source

Form ADV 1368695 · Jan 16, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.