Investment adviser · CRD 162638

SFP VALUE REALIZATION CO., LTD

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SINGAPORE, Singapore · Form ADV filed Apr 1, 2014

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE SFP VALUE REALIZATION MASTER FUND LTD.Hedge Fund · Last reported Apr 1, 2014$188MGross asset value

Feeder funds

  • THE SFP VALUE REALIZATION FUND L.P.
  • THE SFP VALUE REALIZATION FUND LTD.
Fund administrator APEX FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator APEX FUND SERVICES (SINGAPORE) PTE. LTD. SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands
Auditor RSM CHIO LIM LLP SINGAPORE, Singapore
Custodian CITIBANK, N.A. HONG KONG, Hong Kong Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Marketer ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer MAKOVSKY & COMPANY NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD 135131 · SEC 8-66889

Fund details & source
Fund ID
805-6626630531
Reported beneficial owners
25
Minimum commitment
$1M
Form D file number
021-63357

Form ADV 814073 · Apr 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SINFONIETTA MASTER FUNDHedge Fund · Last reported Apr 1, 2014$35.1MGross asset value

Feeder funds

  • SINFONIETTA
  • SINFONIETTA L.P.
Fund administrator APEX FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator APEX FUND SERVICES (SINGAPORE) PTE. LTD. SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands
Auditor RSM CHIO LIM LLP SINGAPORE, Singapore
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No
Marketer ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer EM FUNDING LONDON, United Kingdom Related to adviser: No
Marketer MAKOVSKY & COMPANY NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD 135131 · SEC 8-66889

Fund details & source
Fund ID
805-3170294798
Reported beneficial owners
6
Minimum commitment
$2M

Form ADV 814073 · Apr 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2014. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

20 COLLYER QUAY, 10-06
SINGAPORE, 049319, Singapore

CRD 162638

Filing source

Form ADV 814073 · Apr 1, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.