Investment adviser · CRD 166808
SEROS WEALTH PARTNERS
Investment adviser filing (IA)
SEROS FINANCIAL, LLC
GILBERT, AZ, United States · Form ADV filed Sep 2, 2026
- Regulatory AUM
- $359M Form ADV · Item 5.F
- Client accounts
- 1,049 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 121 | $217,828,754 | 60.6% |
| Individuals | 320 | $123,302,149 | 34.3% |
| Retirement plans | 8 | $15,320,769 | 4.3% |
| Corporations & businesses | 5 | $2,021,575 | 0.6% |
| Charities | Fewer than 5 | $709,233 | 0.2% |
| Pooled investment vehicles | 1 | $0 | 0.0% |
Filing source
Form ADV 2130545 · Sep 2, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 2, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Subscription · Fixed · Performance-based
Principal office
155 E RIVULON BLVD, SUITE 304GILBERT, AZ, 85297, United States
CRD 166808
Filing source
Form ADV 2130545 · Sep 2, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.