Investment adviser · CRD 172958

SERENDIPEQUITY, LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Sep 26, 2014

Regulatory AUM
$0
Form ADV · Item 5.F
Client accounts
0
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SERENDIPEQUITY AEOLIAN FUND LLCPrivate Equity Fund · Last reported Sep 26, 2014$0Gross asset value
Auditor BADER-MARTIN, P.S. SEATTLE, Washington, United States
Custodian DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

Fund details & source
Fund ID
805-8212465986
Reported beneficial owners
3
Minimum commitment
$1M

Form ADV 846965 · Sep 26, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SERENDIPEQUITY BIM HOLDING LLCPrivate Equity Fund · Last reported Sep 26, 2014$0Gross asset value
Auditor BADER MARTIN, P.S. SEATTLE, Washington, United States
Custodian DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

Fund details & source
Fund ID
805-2023759507
Reported beneficial owners
3
Minimum commitment
$1M

Form ADV 846965 · Sep 26, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 26, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

71 STEVENSON STREET, SUITE 400
SAN FRANCISCO, CA, 94105, United States

CRD 172958

Filing source

Form ADV 846965 · Sep 26, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.