Investment adviser · CRD 170976
SERAPHIM CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
· Form ADV filed Feb 10, 2026
- Regulatory AUM
- $63M Form ADV · Item 5.F
- Client accounts
- 180 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 8 | $34,000,000 | 54.0% |
| Individuals | 172 | $29,000,000 | 46.0% |
Filing source
Form ADV 2050582 · Feb 10, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 10, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Hourly · Performance-based
Principal office
CRD 170976
Filing source
Form ADV 2050582 · Feb 10, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.