Investment adviser · CRD 165754

SERAPH CAPITAL ASSOCIATES, LLC

Investment adviser filing (IA)

BARTLESVILLE, OK, United States · Form ADV filed Jul 31, 2026

Regulatory AUM
$90.3M
Form ADV · Item 5.F
Client accounts
445
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companies41$32,961,06236.5%
Individuals211$17,704,69319.6%
Retirement plans70$13,903,45415.4%
High-net-worth individuals48$12,280,21913.6%
Charities17$7,503,7228.3%
Corporations & businesses50$5,885,5886.5%
Pooled investment vehicles8$48,8400.1%
Filing source

Form ADV 2123207 · Jul 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SVC II PARTNERS, LLCReal Estate Fund · Last reported Jul 31, 2026$6.2MGross asset value
Auditor CALVETTI FERGUSON, LLC HOUSTON, Texas, United States
Custodian ARMSTRONG BANK BARTLESVILLE, Oklahoma, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CALVETTI FERGUSON, LLC
PCAOB 2457

Fund details & source
Fund ID
805-5951524181
Reported beneficial owners
8
Minimum commitment
$0

Form ADV 2123207 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAGNIAPPE OPPORTUNITY FUND, LLCPrivate Equity Fund · Last reported Jul 31, 2026$5MGross asset value

Form D fundraising filings

TELERAN TECHNOLOGIES INC

Custodian CENTENNIAL BANK JONESBORO, Arkansas, United States Related to adviser: No
Marketer PARKER FAMILY INVESTMENTS, LLC JONESBORO, Arkansas, United States Related to adviser: Yes
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes
Fund details & source
Fund ID
805-7019291291
Reported beneficial owners
15
Minimum commitment
$100K
Form D file number
021-42786

Form ADV 2123207 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SVC IV PARTNERS, LLCReal Estate Fund · Last reported Jul 31, 2026$4.74MGross asset value

Form D fundraising filings

SVC IV Partners, LLC

Auditor CALVETTI FERGUSON, LLC HOUSTON, Texas, United States
Custodian ARMSTRONG BANK BARTLESVILLE, Oklahoma, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CALVETTI FERGUSON, LLC
PCAOB 2457

Fund details & source
Fund ID
805-9566142265
Reported beneficial owners
10
Minimum commitment
$200K
Form D file number
021-558665

Form ADV 2123207 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SVC PARTNERS, LLCReal Estate Fund · Last reported Jul 31, 2026$4MGross asset value
Auditor CALVETTI FERGUSON, LLC HOUSTON, Texas, United States
Custodian ARMSTRONG BANK BARTLESVILLE, Oklahoma, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CALVETTI FERGUSON, LLC
PCAOB 2457

Fund details & source
Fund ID
805-7637253205
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 2123207 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SVC III PARTNERS, LLCReal Estate Fund · Last reported Jul 31, 2026$2.4MGross asset value

Form D fundraising filings

SVC III Partners, LLC

Auditor CALVETTI FERGUSON, LLC HOUSTON, Texas, United States
Custodian ARMSTRONG BANK BARTLESVILLE, Oklahoma, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CALVETTI FERGUSON, LLC
PCAOB 2457

Fund details & source
Fund ID
805-6209710228
Reported beneficial owners
4
Minimum commitment
$0
Form D file number
021-513971

Form ADV 2123207 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 31, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

501 SE FOURTH STREET
BARTLESVILLE, OK, 74003-3906, United States

CRD 165754

Filing source

Form ADV 2123207 · Jul 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.