Investment adviser · CRD 117756

SEQUOIA FINANCIAL GROUP, L.L.C.

Investment adviser filing (IA)

SEQUOIA FINANCIAL ADVISORS, L.L.C.

AKRON, OH, United States · Form ADV filed Aug 24, 2026

Regulatory AUM: $32.2B
Client accounts: 39,636
Employees: 424
Advisory professionals: 195

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	4,556	$24,797,921,670	76.9%
Individuals	6,508	$5,052,700,733	15.7%
Pooled investment vehicles	17	$1,637,985,249	5.1%
Corporations & businesses	106	$653,608,072	2.0%
Charities	25	$83,044,659	0.3%
Retirement plans	6	$18,107,618	0.1%
Government entities	Fewer than 5	$212,059	0.0%

Filing source

Form ADV 2124638 · Aug 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

20 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SFG GLOBAL EQUITY STRATEGY INSTITUTIONAL, LPHedge Fund · Last reported Aug 24, 2026$832MGross asset value

Form D fundraising filings

SFG Global Equity Strategy Institutional, LP

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CINCINNATI, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE LLP MCLEAN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE LLP
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-4498378534
Reported beneficial owners: 141
Minimum commitment: $250K
Form D file number: 021-538201

Form ADV 2124638 · Aug 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZCA NICHE CREDIT OPPORTUNITIES FUND, LPOther Private Fund · Last reported Aug 24, 2026$329MGross asset value

Form D fundraising filings

ZCA Niche Credit Opportunities Fund, LP

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CINCINNATI, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE LLP MCLEAN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE LLP
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-8839897497
Reported beneficial owners: 148
Minimum commitment: $250K
Form D file number: 021-514639

Form ADV 2124638 · Aug 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZCA HEDGED CREDIT STRATEGY, LPHedge Fund · Last reported Aug 24, 2026$107MGross asset value

Form D fundraising filings

ZCA Hedged Credit Strategy, LP

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CINCINNATI, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE LLP MCLEAN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE LLP
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-2303557219
Reported beneficial owners: 108
Minimum commitment: $250K
Form D file number: 021-514609

Form ADV 2124638 · Aug 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZCA FOCUS FUND LPHedge Fund · Last reported Aug 24, 2026$64.1MGross asset value

Form D fundraising filings

ZCA Focus Fund, LP

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CINCINNATI, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE LLP MCLEAN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE LLP
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-1495457379
Reported beneficial owners: 70
Minimum commitment: $250K
Form D file number: 021-515171

Form ADV 2124638 · Aug 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZCA PRIVATE INVESTMENTS FUND II, LPPrivate Equity Fund · Last reported Aug 24, 2026$53.1MGross asset value

Form D fundraising filings

ZCA Private Investments Fund II, LP

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CINCINNATI, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE LLP MCLEAN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE LLP
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-8059999407
Reported beneficial owners: 90
Minimum commitment: $100K
Form D file number: 021-390287

Form ADV 2124638 · Aug 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SFG ALIGNED, LPPrivate Equity Fund · Last reported Aug 24, 2026$40.8MGross asset value

Form D fundraising filings

SFG Aligned, LP

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CINCINNATI, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE LLP MCLEAN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE LLP
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-6950457832
Reported beneficial owners: 100
Minimum commitment: $100K
Form D file number: 021-535062

Form ADV 2124638 · Aug 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SFG DIAMETER PRIVATE CREDIT, LPPrivate Equity Fund · Last reported Aug 24, 2026$36.1MGross asset value

Form D fundraising filings

SFG Diameter Private Credit, LP

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CINCINNATI, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE LLP MCLEAN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE LLP
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-4024506809
Reported beneficial owners: 107
Minimum commitment: $100K
Form D file number: 021-509540

Form ADV 2124638 · Aug 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 24, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Subscription · Fixed · Performance-based

Principal office

3500 EMBASSY PARKWAY
AKRON, OH, 44333, United States

CRD 117756

Filing source

Form ADV 2124638 · Aug 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.