Investment adviser · CRD 288206

SENECA CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

DENVER, CO, United States · Form ADV filed Mar 23, 2026

Regulatory AUM
$120M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$120,000,000100.0%
Filing source

Form ADV 2079446 · Mar 23, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SENECA CAPITAL INCOME REAL ESTATE FUND II, LPReal Estate Fund · Last reported Mar 23, 2026$120MGross asset value

Form D fundraising filings

Seneca Capital Income Real Estate Fund II, LP

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PLANTE MORAN DENVER, Colorado, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

PLANTE MORAN
PCAOB 166

Fund details & source
Fund ID
805-9319593201
Reported beneficial owners
96
Minimum commitment
$250K
Form D file number
021-342038

Form ADV 2079446 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SENECA CAPITAL INCOME REAL ESTATE FUND III, LPReal Estate Fund · Last reported Mar 25, 2022$81.7MGross asset value
Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DENVER, Colorado, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

Fund details & source
Fund ID
805-8015820147
Reported beneficial owners
312
Minimum commitment
$250K

Form ADV 1629767 · Mar 25, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SENECA CAPITAL INCOME REAL ESTATE FUND I, LPReal Estate Fund · Last reported May 31, 2024$620KGross asset value

Form D fundraising filings

SENECA CAPITAL INCOME REAL ESTATE FUND I, LP

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PLANTE MORAN DENVER, Colorado, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

PLANTE MORAN
PCAOB 166

Fund details & source
Fund ID
805-8497539243
Reported beneficial owners
82
Minimum commitment
$250K
Form D file number
021-294439

Form ADV 1880660 · May 31, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

2115 SOUTH BIRCH STREET
DENVER, CO, 80222, United States

CRD 288206

Filing source

Form ADV 2079446 · Mar 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.