Investment adviser · CRD 113242

SECURITIES MONITORING GROUP, LLC

Investment adviser filing (IA)

BUFFALO, MN, United States · Form ADV filed Dec 26, 2013

Regulatory AUM
$76.6M
Form ADV · Item 5.F
Client accounts
1,906
Accounts, not individual clients
Employees
11
Reported in this filing
Advisory professionals
11
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 26, 2013. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

103 MARTY DRIVE, SUITE 101
BUFFALO, MN, 55313, United States

CRD 113242

Filing source

Form ADV 773706 · Dec 26, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.