Investment adviser · CRD 759

SECURITIES MANAGEMENT AND RESEARCH, INC. ("SM&R")

Investment adviser filing (IA)

SECURITIES MANAGEMENT AND RESEARCH, INC.

MARION, IA, United States · Form ADV filed Mar 22, 2012

Regulatory AUM
$3.34M
Form ADV · Item 5.F
Client accounts
25
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 22, 2012. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Fixed

Principal office

701 TAMA ST, BLDG B
MARION, IA, 52302, United States

CRD 759

Filing source

Form ADV 627376 · Mar 22, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.