Investment adviser · CRD 15296
SECURIAN FINANCIAL SERVICES, INC.
Investment adviser filing (IA)
ST PAUL, MN, United States · Form ADV filed Mar 22, 2023
- Regulatory AUM
- $20.7B Form ADV · Item 5.F
- Client accounts
- 76,075 Accounts, not individual clients
- Employees
- 1,750 Reported in this filing
- Advisory professionals
- 1,052 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 13,670 | $10,920,899,050 | 52.8% |
| Individuals | 61,611 | $8,796,092,281 | 42.5% |
| Corporations & businesses | 584 | $490,778,483 | 2.4% |
| Retirement plans | 1,204 | $290,116,363 | 1.4% |
| Charities | 165 | $173,664,201 | 0.8% |
| Government entities | 6 | $13,245,847 | 0.1% |
| Banks & thrifts | 1 | $0 | 0.0% |
Filing source
Form ADV 1711095 · Mar 22, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 22, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
400 ROBERT STREET NORTHST PAUL, MN, 55101-2098, United States
CRD 15296
Filing source
Form ADV 1711095 · Mar 22, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.