Investment adviser · CRD 138079

SECTOR OMEGA AS

Investment adviser filing (IA)

OSLO, Norway · Form ADV filed Mar 18, 2019

Regulatory AUM: $288M
Client accounts: 3
Employees: 3
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	6	$76,530,000	26.5%
Pooled investment vehicles	13	$66,400,000	23.0%
Other clients	Fewer than 5	$65,950,000	22.9%
Sovereign wealth & foreign institutions	19	$40,598,089	14.1%
Retirement plans	7	$31,890,000	11.1%
High-net-worth individuals	32	$2,660,000	0.9%
Business development companies	1	$1,840,000	0.6%
Insurance companies	7	$1,530,000	0.5%
Individuals	7	$700,000	0.2%
Other investment advisers	Fewer than 5	$120,000	0.0%
Corporations & businesses	5	$90,000	0.0%
Banks & thrifts	Fewer than 5	$30,000	0.0%

Filing source

Form ADV 1288833 · Mar 18, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SECTOR CAPITAL FUNDS PLC - SECTOR GLOBAL EQUITY KERNEL FUNDOther Private Fund · Last reported Mar 27, 2015$10.2MGross asset value

Fund administrator BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer SECTOR CAPITAL ADVISORS AS OSLO, Norway Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-6186307048
Reported beneficial owners: 7
Minimum commitment: $10K

Form ADV 892161 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 18, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

FILIPSTAD BRYGGE 2
OSLO, 0252, Norway

CRD 138079

Filing source

Form ADV 1288833 · Mar 18, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.