Investment adviser · CRD 155919

SECOR INVESTMENT MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 12, 2026

Regulatory AUM: $2.17B
Client accounts: 11
Employees: 38
Advisory professionals: 21

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	8	$1,324,448,289	61.0%
Pooled investment vehicles	2	$833,260,409	38.4%
Charities	Fewer than 5	$14,732,517	0.7%

Filing source

Form ADV 2112568 · Jun 12, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SECOR MAZU MASTER FUND, LTD.Hedge Fund · Last reported Mar 29, 2019$3.13MGross asset value

Feeder funds

SECOR MAZU FUND, LP
SECOR MAZU FUND, LTD.

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG (CAYMAN) GRAND CAYMAN, Cayman Islands

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG (CAYMAN)
PCAOB 1323

KPMG, LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-8008884255
Reported beneficial owners: 18
Minimum commitment: $1M
Form D file number: 021-287462

Form ADV 1302681 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 12, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1166 AVENUE OF THE AMERICAS
NEW YORK, NY, 10036, United States

CRD 155919

Filing source

Form ADV 2112568 · Jun 12, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.