Investment adviser · CRD 333332

SECONDMARKET FINANCIAL, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 9, 2026

Regulatory AUM
$150M
Form ADV · Item 5.F
Client accounts
25
Accounts, not individual clients
Employees
19
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles25$150,016,040100.0%
Filing source

Form ADV 2118582 · Jul 9, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

25 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TV AI FUND IA, A SERIES OF SECONDMARKET GROWTH, LLCPrivate Equity Fund · Last reported Jul 9, 2026$21.2MGross asset value

Form D fundraising filings

TV AI Fund IA a Series of SecondMarket Growth LLC

Fund administrator SYDECAR LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian GRASSHOPPER BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer NPM SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

GRASSHOPPER BANK, N.A.
LEI 254900WTRW9X2ZN1UG04

NPM SECURITIES, LLC
CRD 168469 · SEC 8-69312

Fund details & source
Fund ID
805-9843115481
Reported beneficial owners
3
Minimum commitment
$3M
Form D file number
021-544134

Form ADV 2118582 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVO AI III GROQ, A SERIES OF SECONDMARKET GROWTH, LLCPrivate Equity Fund · Last reported Jul 9, 2026$19.2MGross asset value

Form D fundraising filings

Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Frontier Equity Fund

Fund administrator SYDECAR LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian GRASSHOPPER BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer NPM SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

GRASSHOPPER BANK, N.A.
LEI 254900WTRW9X2ZN1UG04

NPM SECURITIES, LLC
CRD 168469 · SEC 8-69312

Fund details & source
Fund ID
805-2173988412
Reported beneficial owners
53
Minimum commitment
$25K
Form D file number
021-544723

Form ADV 2118582 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RVC AI FUND I, A SERIES OF SECONDMARKET GROWTH, LLCPrivate Equity Fund · Last reported Jul 9, 2026$18.9MGross asset value
Fund administrator SYDECAR LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian GRASSHOPPER BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer NPM SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

GRASSHOPPER BANK, N.A.
LEI 254900WTRW9X2ZN1UG04

NPM SECURITIES, LLC
CRD 168469 · SEC 8-69312

Fund details & source
Fund ID
805-8180090546
Reported beneficial owners
59
Minimum commitment
$100K
Form D file number
021-557801

Form ADV 2118582 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RVC AI FUND IB, A SERIES OF SECONDMARKET GROWTH, LLCPrivate Equity Fund · Last reported Jul 9, 2026$11MGross asset value
Fund administrator SYDECAR LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian GRASSHOPPER BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer NPM SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

GRASSHOPPER BANK, N.A.
LEI 254900WTRW9X2ZN1UG04

NPM SECURITIES, LLC
CRD 168469 · SEC 8-69312

Fund details & source
Fund ID
805-3563304135
Reported beneficial owners
92
Minimum commitment
$9K
Form D file number
021-558492

Form ADV 2118582 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAI TPF IA, A SERIES OF SECONDMARKET GROWTH, LLCPrivate Equity Fund · Last reported Jul 9, 2026$10.6MGross asset value
Fund administrator VERIVEND, INC. BUFFALO, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian M & T BANK CORPORATION BUFFALO, New York, United States Related to adviser: No
Marketer NPM SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

M & T BANK CORPORATION
LEI 549300WYXDDBYRASEG81

NPM SECURITIES, LLC
CRD 168469 · SEC 8-69312

Fund details & source
Fund ID
805-9202399197
Reported beneficial owners
6
Minimum commitment
$1M

Form ADV 2118582 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RC SA - DISCOVERY I, A SERIES OF SECONDMARKET GROWTH, LLCPrivate Equity Fund · Last reported Jul 9, 2026$10MGross asset value

Form D fundraising filings

RC SA Discovery I, a Series of SecondMarket Growth, LLC

Fund administrator SYDECAR LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian GRASSHOPPER BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer NPM SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

GRASSHOPPER BANK, N.A.
LEI 254900WTRW9X2ZN1UG04

NPM SECURITIES, LLC
CRD 168469 · SEC 8-69312

Fund details & source
Fund ID
805-4063617477
Reported beneficial owners
17
Minimum commitment
$50K
Form D file number
021-556554

Form ADV 2118582 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WPX FUND IV JULY 2025, A SERIES OF SECONDMARKET GROWTH, LLCPrivate Equity Fund · Last reported Jul 9, 2026$9.11MGross asset value

Form D fundraising filings

WPX Fund IV July 2025, a Series of SecondMarket Growth, LLC

Fund administrator SYDECAR LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian GRASSHOPPER BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer NPM SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

GRASSHOPPER BANK, N.A.
LEI 254900WTRW9X2ZN1UG04

NPM SECURITIES, LLC
CRD 168469 · SEC 8-69312

Fund details & source
Fund ID
805-8332890551
Reported beneficial owners
50
Minimum commitment
$25K
Form D file number
021-556550

Form ADV 2118582 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 9, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

3 E 28TH STREET, 7TH FLOOR
NEW YORK, NY, 10016, United States

CRD 333332

Filing source

Form ADV 2118582 · Jul 9, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.