Investment adviser · CRD 306961
SECFI ADVISORY LIMITED
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Jun 30, 2026
- Regulatory AUM
- $226M Form ADV · Item 5.F
- Client accounts
- 55 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 4 | $181,378,866 | 80.3% |
| Individuals | 51 | $44,488,189 | 19.7% |
Filing source
Form ADV 2116749 · Jun 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
4 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
SECFI MATTERHORN FUND I, LPPrivate Equity Fund · Last reported Jun 30, 2026$111MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM, LLC
PCAOB 49
SEXTANT SECURITIES, LLC
CRD 283937 · SEC 8-69772
Fund details & source
- Fund ID
- 805-9384076588
- Reported beneficial owners
- 63
- Minimum commitment
- $0
- Form D file number
- 021-2026445
Form ADV 2116749 · Jun 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
RIOJA FUND I LLCPrivate Equity Fund · Last reported Jun 30, 2026$37.2MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM, LLC
PCAOB 49
Fund details & source
- Fund ID
- 805-7833102284
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 2116749 · Jun 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BERGAMOT TRUSTOther Private Fund · Last reported Jun 30, 2026$35.3MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WILMINGTON SAVINGS FUND SOCIETY FSB
LEI 5493005DKMV1IHIM8E20
Fund details & source
- Fund ID
- 805-1293411741
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 2116749 · Jun 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SONOMA FUND 2022, LLCOther Private Fund · Last reported Jan 14, 2025$1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM, LLC
PCAOB 49
Fund details & source
- Fund ID
- 805-9614876154
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1925042 · Jan 14, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
25 BROADWAY, 10TH FLOORNEW YORK, NY, 10004, United States
CRD 306961
Filing source
Form ADV 2116749 · Jun 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.