Investment adviser · CRD 321079

SEA OTTER ADVISORS LLC

Investment adviser filing (IA)

MIAMI, FL, United States · Form ADV filed Mar 27, 2024

Regulatory AUM
$125M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$124,700,757100.0%
Filing source

Form ADV 1853345 · Mar 27, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SEA OTTER TRADING LLCHedge Fund · Last reported Mar 27, 2024$125MGross asset value
Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MICHAEL COGLIANESE CPA, P.C. BLOOMINGDALE, Illinois, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Prime broker CLEAR STREET LLC NEW YORK, New York, United States
Prime broker FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MICHAEL COGLIANESE CPA, P.C.
PCAOB 3874

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-5013771637
Reported beneficial owners
8
Minimum commitment
$0

Form ADV 1853345 · Mar 27, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2024. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Performance-based

Principal office

1111 BRICKELL AVENUE, SUITE 2920
MIAMI, FL, 33131, United States

CRD 321079

Filing source

Form ADV 1853345 · Mar 27, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.