Investment adviser · CRD 169988
SCOTTRADE INVESTMENT MANAGEMENT
Investment adviser filing (IA)
SCOTTRADE INVESTMENT MANAGEMENT, INC.
SAINT LOUIS, MO, United States · Form ADV filed Apr 9, 2018
- Regulatory AUM
- $2.3B Form ADV · Item 5.F
- Client accounts
- 20,396 Accounts, not individual clients
- Employees
- 300 Reported in this filing
- Advisory professionals
- 190 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 13,050 | $1,564,595,492 | 68.0% |
| High-net-worth individuals | 4,050 | $736,000,000 | 32.0% |
Filing source
Form ADV 1206345 · Apr 9, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 9, 2018. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
700 MARYVILLE CENTRE DRIVESAINT LOUIS, MO, 63141, United States
CRD 169988
Filing source
Form ADV 1206345 · Apr 9, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.