Investment adviser · CRD 153584

SCIENS INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 8, 2021

Regulatory AUM: $239M
Client accounts: 33
Employees: 14
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	33	$239,053,819	100.0%

Filing source

Form ADV 1529926 · Apr 8, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

SCIENS SPECIAL SITUATIONS MASTER FUND LTD. CLASS A, D, S1, S2Hedge Fund · Last reported Apr 8, 2021$52.5MGross asset value

Auditor FERGUSON MAIDMENT & CO. LONDON, United Kingdom

Auditor MOORE STEPHENS CAYMAN LTD. CAMANA BAY, Cayman Islands

Custodian CITIZENS BANK, N.A. JOHNSTON, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FERGUSON MAIDMENT & CO.
PCAOB 6747

Fund details & source

Fund ID: 805-6127667734
Reported beneficial owners: 10
Minimum commitment: $1M

Form ADV 1529926 · Apr 8, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SCIENS STRATEGIC CAPITAL OFFSHORE FUND SPC - 2018 SPHedge Fund · Last reported Apr 8, 2021$25.8MGross asset value

Auditor FERGUSON MAIDMENT & CO. LONDON, United Kingdom

Auditor MOORE STEPHENS CAYMAN LTD. CAMANA BAY, Cayman Islands

Custodian CITIZENS BANK, N.A. JOHNSTON, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FERGUSON MAIDMENT & CO.
PCAOB 6747

Fund details & source

Fund ID: 805-5901859690
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-289096

Form ADV 1529926 · Apr 8, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SCIENS WATER OPPORTUNITIES CAYMAN FUND LPPrivate Equity Fund · Last reported Apr 8, 2021$21MGross asset value

Fund administrator TRIDENT FUND SERVICES, INC. ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian CITIZENS BANK, N.A. JOHNSTON, Rhode Island, United States Related to adviser: No

Marketer ANCHOR ASSET MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

ANCHOR ASSET MANAGEMENT LLC
CRD 128344 · SEC 8-66126

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

Fund details & source

Fund ID: 805-9510741366
Reported beneficial owners: 8
Minimum commitment: $5M
Form D file number: 021-319322

Form ADV 1529926 · Apr 8, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SCIENS WATER OPPORTUNITIES DOMESTIC FUND LPPrivate Equity Fund · Last reported Apr 8, 2021$20.2MGross asset value

Fund administrator TRIDENT FUND SERVICES, INC. ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian CITIZENS BANK, N.A. JOHNSTON, Rhode Island, United States Related to adviser: No

Marketer ANCHOR ASSET MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

ANCHOR ASSET MANAGEMENT LLC
CRD 128344 · SEC 8-66126

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

Fund details & source

Fund ID: 805-5699196858
Reported beneficial owners: 18
Minimum commitment: $5M
Form D file number: 021-319241

Form ADV 1529926 · Apr 8, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

2015 SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF SCIENS REAL ASSETS OFFSHORE FUND SPCHedge Fund · Last reported Apr 8, 2021$19.1MGross asset value

Fund administrator TRIDENT TRUST COMPANY (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FERGUSON MAIDMENT & CO. LONDON, United Kingdom

Auditor MOORE STEPHENS CAYMAN LTD. CAMANA BAY, Cayman Islands

Custodian CITIZENS BANK, N.A. JOHNSTON, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FERGUSON MAIDMENT & CO.
PCAOB 6747

Fund details & source

Fund ID: 805-7842568891
Reported beneficial owners: 3
Minimum commitment: $250K

Form ADV 1529926 · Apr 8, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SECONDARY OPPORTUNITIES FUND II SP, A SEGREGATED PORTFOLIO OF SCIENS GLOBAL STRATEGIES FUND SPCPrivate Equity Fund · Last reported Apr 8, 2021$11MGross asset value

Auditor FERGUSON MAIDMENT & CO. LONDON, United Kingdom

Auditor MOORE STEPHENS CAYMAN LTD. CAMANA BAY, Cayman Islands

Custodian CITIZENS BANK, N.A. JOHNSTON, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FERGUSON MAIDMENT & CO.
PCAOB 6747

Fund details & source

Fund ID: 805-9513296541
Reported beneficial owners: 4
Minimum commitment: $250K

Form ADV 1529926 · Apr 8, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SECONDARY OPPORTUNITIES FUND SP - CLASS A, A SEGREGATED PORTFOLIO OF SCIENS GLOBAL STRATEGIES FUND SPCPrivate Equity Fund · Last reported Apr 8, 2021$10.7MGross asset value

Auditor FERGUSON MAIDMENT & CO. LONDON, United Kingdom

Auditor MOORE STEPHENS CAYMAN LTD. CAMANA BAY, Cayman Islands

Custodian CITIZENS BANK, N.A. JOHNSTON, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FERGUSON MAIDMENT & CO.
PCAOB 6747

Fund details & source

Fund ID: 805-3322116209
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1529926 · Apr 8, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 8, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

667 MADISON AVENUE, 3RD FLOOR
NEW YORK, NY, 10065, United States

CRD 153584

Filing source

Form ADV 1529926 · Apr 8, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.