Investment adviser · CRD 107297

SCHALLER INVESTMENT GROUP, INC.

Investment adviser filing (IA)

WINSTON SALEM, NC, United States · Form ADV filed Mar 29, 2019

Regulatory AUM: $176M
Client accounts: 98
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$83,531,877	47.4%
High-net-worth individuals	60	$73,521,422	41.7%
Individuals	33	$7,109,310	4.0%
Retirement plans	Fewer than 5	$6,774,838	3.8%
Corporations & businesses	Fewer than 5	$4,994,592	2.8%
Charities	Fewer than 5	$255,793	0.1%

Filing source

Form ADV 1301949 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SCHALLER EQUITY PARTNERS, A NORTH CAROLINA LIMITED PARTNERSHIPHedge Fund · Last reported Mar 29, 2019$83.5MGross asset value

Form D fundraising filings

SCHALLER EQUITY PARTNERS, A North Carolina Limited Partnership

Auditor COHN REZNICK LLP ROSELAND, New Jersey, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian MAINSTAR TRUST ONAGA, Kansas, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHN REZNICK LLP
PCAOB 596

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-3355148742
Reported beneficial owners: 45
Minimum commitment: $500K
Form D file number: 021-148074

Form ADV 1301949 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

119 BROOKSTOWN AVENUE, SUITE 306
WINSTON SALEM, NC, 27101, United States

CRD 107297

Filing source

Form ADV 1301949 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.