Investment adviser · CRD 159720

SC FUND MANAGEMENT LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW ROCHELLE, NY, United States · Form ADV filed Mar 21, 2023

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

03: SC FUND MANAGEMENT EMPLOYEE SAVINGS & PROFIT SHARING PLANOther Private Fund · Last reported Mar 21, 2023$14.2MGross asset value
Fund administrator ALPHA ALT FUND SERVICES, LLC CARLSBAD, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BNY MELLON WEALTH MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Custodian JANNEY MONTGOMERY SCOTT LLC ATLANTA, Georgia, United States Related to adviser: No
Custodian TD BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JANNEY MONTGOMERY SCOTT LLC
SEC 8-462

Fund details & source
Fund ID
805-6759804727
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 1730335 · Mar 21, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

02: SC FUNDAMENTAL VALUE FUND, L.P.Hedge Fund · Last reported Mar 21, 2023$4.6MGross asset value
Custodian BNY MELLON WEALTH MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Custodian TD BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9974453308
Reported beneficial owners
8
Minimum commitment
$0
Form D file number
021-86429

Form ADV 1730335 · Mar 21, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

05: BHARAT INVESTORS, L.P.Hedge Fund · Last reported Mar 21, 2023$96.6KGross asset value
Custodian BNY MELLON WEALTH MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3565318540
Reported beneficial owners
7
Minimum commitment
$0

Form ADV 1730335 · Mar 21, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

06: TECHVIEW INVESTMENTS LTD.Other Private Fund · Last reported Mar 21, 2023$63KGross asset value
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8302050944
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1730335 · Mar 21, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

04: BEACON ENTERPRISES LIMITEDOther Private Fund · Last reported Mar 21, 2023$56.2KGross asset value
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1359127087
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1730335 · Mar 21, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

08: YORKTOWN HOLDINGS LIMITEDOther Private Fund · Last reported Mar 21, 2023$56.2KGross asset value
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8854997526
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1730335 · Mar 21, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

04: SC FUNDAMENTAL VALUE BVI, LTD.Hedge Fund · Last reported Jun 26, 2012$58.3MGross asset value
Fund administrator EQUINOXE ALTERNATIVE INVESTMENT SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. DALLAS, Texas, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-6694301140
Reported beneficial owners
18
Minimum commitment
$0

Form ADV 655593 · Jun 26, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 21, 2023. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

709 MAIN STREET, 3RD FLOOR
NEW ROCHELLE, NY, 10801, United States

CRD 159720

Filing source

Form ADV 1730335 · Mar 21, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.