Investment adviser · CRD 293841
SBJ CAPITAL
SPANOS BARBER JESSE & CO., LLC
WALNUT CREEK, CA, United States · Form ADV filed Sep 26, 2022
- Regulatory AUM
- $282M Form ADV · Item 5.F
- Client accounts
- 13 Accounts, not individual clients
- Employees
- 13 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 13 | $281,934,494 | 100.0% |
Filing source
Form ADV 1677980 · Sep 26, 2022 · Item 5.D
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
14 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
SBJ DENNIS CO-INVEST 1, LPPrivate Equity Fund$10.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-1417002111
- Reported beneficial owners
- 9
- Minimum commitment
- $0
Form ADV 1677980 · Sep 26, 2022 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SBJ TRIBUS CO-INVEST, LPPrivate Equity Fund$8.99MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-1223498298
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1677980 · Sep 26, 2022 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TPPNV POMELO PARTNERS, LLCPrivate Equity Fund$4.55MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-6668969890
- Reported beneficial owners
- 6
- Minimum commitment
- $0
Form ADV 1677980 · Sep 26, 2022 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SBJ DENNIS CO-INVEST 3, LPPrivate Equity Fund$4.21MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-7471620834
- Reported beneficial owners
- 3
- Minimum commitment
- $0
Form ADV 1677980 · Sep 26, 2022 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SBJ DENNIS CO-INVEST 2, LPPrivate Equity Fund$3.48MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-6388024713
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1677980 · Sep 26, 2022 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARMOR EXPRESS DEBT CO-INVEST, LPPrivate Equity Fund$1.97MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-9872915958
- Reported beneficial owners
- 16
- Minimum commitment
- $0
Form ADV 1677980 · Sep 26, 2022 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARMOR EXPRESS CO-INVEST, LPPrivate Equity Fund$1.37MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-2504392642
- Reported beneficial owners
- 18
- Minimum commitment
- $0
Form ADV 1677980 · Sep 26, 2022 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jun 30, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1677980 · Sep 26, 2022 · Items 1 & 5
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $282M
- Non-discretionary
- $0
Filing history · 1 annual filing
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
2001 NORTH MAIN STREET, SUITE 650WALNUT CREEK, CA, 94596, United States
CRD 293841
Filing source
Form ADV 1677980 · Sep 26, 2022 · Items 1 & 5
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.