Investment adviser · CRD 293841

SBJ CAPITAL

SPANOS BARBER JESSE & CO., LLC

WALNUT CREEK, CA, United States · Form ADV filed Sep 26, 2022

Regulatory AUM: $282M
Client accounts: 13
Employees: 13
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	13	$281,934,494	100.0%

Filing source

Form ADV 1677980 · Sep 26, 2022 · Item 5.D

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

SBJ TRIBUS CO-INVEST, LPPrivate Equity Fund$8.99MGross asset value

Search Form D filings →

Fund administrator STANDISH MANAGEMENT CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor RSM US LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian EAST WEST BANCORP, INC. PASADENA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 3392

Fund details & source

Fund ID: 805-1223498298
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1677980 · Sep 26, 2022 · Schedule D 7.B.(1)

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jun 30, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1677980 · Sep 26, 2022 · Items 1 & 5

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $282M
Non-discretionary: $0

Filing history · 1 annual filing

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

FY 2021 · filed Mar 31, 2022

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

2001 NORTH MAIN STREET, SUITE 650
WALNUT CREEK, CA, 94596, United States

CRD 293841

Filing source

Form ADV 1677980 · Sep 26, 2022 · Items 1 & 5

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.