Investment adviser · CRD 293841

SBJ CAPITAL

SPANOS BARBER JESSE & CO., LLC

WALNUT CREEK, CA, United States · Form ADV filed Jun 30, 2022

Regulatory AUM: $282M
Client accounts: 13
Employees: 13
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	13	$281,934,494	100.0%

Filing source

Form ADV 1655495 · Jun 30, 2022 · Item 5.D

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

M2O PRIVATE FUND ADVISORS LLC

Marketer · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

14 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

SBJ FUND, LPPrivate Equity Fund$309MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SBJ Fund, LP

Fund administrator STANDISH MANAGEMENT CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor RSM US LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian EAST WEST BANCORP, INC. PASADENA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 3392

Fund details & source

Fund ID: 805-4834654028
Reported beneficial owners: 80
Minimum commitment: $0
Form D file number: 021-226344

Form ADV 1655495 · Jun 30, 2022 · Schedule D 7.B.(1)

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SBJ FUND II, LPPrivate Equity Fund$97.4MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SBJ FUND II, LP

Fund administrator STANDISH MANAGEMENT CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor RSM US LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian EAST WEST BANCORP, INC. PASADENA, California, United States Related to adviser: No Other funds reporting this name →

Marketer INVICTA CAPITAL LLC MONROEVILLE, Pennsylvania, United States Related to adviser: No Other funds reporting this name →

Marketer M2O PRIVATE FUND ADVISORS LLC WHITE PLAINS, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 3392

INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923

M2O PRIVATE FUND ADVISORS LLC
CRD 158741 · SEC 8-68917

Fund details & source

Fund ID: 805-5360197628
Reported beneficial owners: 78
Minimum commitment: $0
Form D file number: 021-397683

Form ADV 1655495 · Jun 30, 2022 · Schedule D 7.B.(1)

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

CORE FITNESS FUND, LPPrivate Equity Fund$46.7MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Core Fitness Fund, LP

Auditor RSM US LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian EAST WEST BANCORP, INC. PASADENA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 3392

Fund details & source

Fund ID: 805-9514535479
Reported beneficial owners: 3
Minimum commitment: $0
Form D file number: 021-341916

Form ADV 1655495 · Jun 30, 2022 · Schedule D 7.B.(1)

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SBJ FUND II-A, LPPrivate Equity Fund$33.5MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SBJ FUND II-A, LP

Fund administrator STANDISH MANAGEMENT CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor RSM US LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian EAST WEST BANCORP, INC. PASADENA, California, United States Related to adviser: No Other funds reporting this name →

Marketer INVICTA CAPITAL LLC MONROEVILLE, Pennsylvania, United States Related to adviser: No Other funds reporting this name →

Marketer M2O PRIVATE FUND ADVISORS LLC WHITE PLAINS, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 3392

INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923

M2O PRIVATE FUND ADVISORS LLC
CRD 158741 · SEC 8-68917

Fund details & source

Fund ID: 805-4051345916
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-425719

Form ADV 1655495 · Jun 30, 2022 · Schedule D 7.B.(1)

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

AMS PLUS FUND, LPPrivate Equity Fund$30.6MGross asset value

Search Form D filings →

Auditor RSM US LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian EAST WEST BANCORP, INC. PASADENA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 3392

Fund details & source

Fund ID: 805-5600650586
Reported beneficial owners: 5
Minimum commitment: $0

Form ADV 1655495 · Jun 30, 2022 · Schedule D 7.B.(1)

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

CDM SBJ PARTNERS 1, LPPrivate Equity Fund$23.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

CDM SBJ Partners 1, LP

Auditor RSM US LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian EAST WEST BANCORP, INC. PASADENA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 3392

Fund details & source

Fund ID: 805-6099378163
Reported beneficial owners: 18
Minimum commitment: $0
Form D file number: 021-341917

Form ADV 1655495 · Jun 30, 2022 · Schedule D 7.B.(1)

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

R&R WINERY PARTNERS, LPPrivate Equity Fund$12MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

R&R Winery Partners, LP

Auditor RSM US LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian EAST WEST BANCORP, INC PASADENA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 3392

Fund details & source

Fund ID: 805-6923916360
Reported beneficial owners: 20
Minimum commitment: $0
Form D file number: 021-413485

Form ADV 1655495 · Jun 30, 2022 · Schedule D 7.B.(1)

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 31, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1655495 · Jun 30, 2022 · Items 1 & 5

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $282M
Non-discretionary: $0

Filing history · 1 annual filing

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

FY 2021 · filed Mar 31, 2022

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

2001 NORTH MAIN STREET, SUITE 650
WALNUT CREEK, CA, 94596, United States

CRD 293841

Filing source

Form ADV 1655495 · Jun 30, 2022 · Items 1 & 5

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.