Investment adviser · CRD 126826
SB CAPITAL MANAGEMENT, INC.
Investment adviser filing (IA)
ENCINO, CA, United States · Form ADV filed Oct 9, 2025
- Regulatory AUM
- $1.23B Form ADV · Item 5.F
- Client accounts
- 1,433 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 41 | $822,807,746 | 67.2% |
| Individuals | 180 | $218,007,857 | 17.8% |
| Retirement plans | 64 | $121,528,052 | 9.9% |
| Corporations & businesses | 8 | $36,623,276 | 3.0% |
| Charities | 17 | $26,200,406 | 2.1% |
Filing source
Form ADV 2020558 · Oct 9, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
MANZANITA FUND, LLCHedge Fund · Last reported Oct 9, 2025$46.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP.
PCAOB 349
Fund details & source
- Fund ID
- 805-1875932752
- Reported beneficial owners
- 56
- Minimum commitment
- $100K
- Form D file number
- 021-51700
Form ADV 2020558 · Oct 9, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SBCM PRIVATE EQUITY FUND IVPrivate Equity Fund · Last reported Oct 9, 2025$34.1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP.
PCAOB 349
Fund details & source
- Fund ID
- 805-4405146476
- Reported beneficial owners
- 61
- Minimum commitment
- $100K
- Form D file number
- 021-259791
Form ADV 2020558 · Oct 9, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SB CAPITAL MANAGEMENT PRIVATE EQUITY FUND IIIPrivate Equity Fund · Last reported Oct 9, 2025$782KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP.
PCAOB 349
GOLDMAN SACHS & CO. LLC
SEC 8-129
Fund details & source
- Fund ID
- 805-7792631464
- Reported beneficial owners
- 52
- Minimum commitment
- $250K
- Form D file number
- 021-261789
Form ADV 2020558 · Oct 9, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SB CAPITAL MANAGEMENT PRIVATE EQUITY FUND IPrivate Equity Fund · Last reported Oct 9, 2025$0Gross asset value
Form D fundraising filings
SB Capital Management Private Equity Fund I, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
Fund details & source
- Fund ID
- 805-4086192348
- Reported beneficial owners
- 30
- Minimum commitment
- $100K
- Form D file number
- 021-261787
Form ADV 2020558 · Oct 9, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SB CAPITAL MANAGEMENT PRIVATE EQUITY FUND IIPrivate Equity Fund · Last reported Oct 9, 2025$0Gross asset value
Form D fundraising filings
SB Capital Management Private Equity Fund II, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
SPICER JEFFRIES LLP.
PCAOB 349
Fund details & source
- Fund ID
- 805-7646038898
- Reported beneficial owners
- 25
- Minimum commitment
- $100K
- Form D file number
- 021-261788
Form ADV 2020558 · Oct 9, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Oct 9, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
6345 BALBOA BLVD., BUILDING 4, SUITE 375ENCINO, CA, 91316, United States
CRD 126826
Filing source
Form ADV 2020558 · Oct 9, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.