Investment adviser · CRD 106317
SAUBERAN & COMPANY, LLC
Investment adviser filing (IA)
LOCKPORT, NY, United States · Form ADV filed Sep 30, 2026
- Regulatory AUM
- $5.81M Form ADV · Item 5.F
- Client accounts
- 56 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 45 | $5,810,307 | 100.0% |
Filing source
Form ADV 2135695 · Sep 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 30, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
175 WALNUT ST SUITE#2LOCKPORT, NY, 14094, United States
CRD 106317
Filing source
Form ADV 2135695 · Sep 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.