Investment adviser · CRD 160963

SARONA ASSET MANAGEMENT INC.

Investment adviser filing (IA)

KITCHENER, Canada · Form ADV filed Sep 30, 2026

Regulatory AUM: $339M
Client accounts: 4
Employees: 29
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Sovereign wealth & foreign institutions	Fewer than 5	$172,356,737	50.8%
Pooled investment vehicles	3	$166,798,094	49.2%

Filing source

Form ADV 2131801 · Sep 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SARONA GLOBAL GROWTH MARKETS PE FUND 2-B LPPrivate Equity Fund · Last reported Sep 30, 2026$108MGross asset value

Form D fundraising filings

Sarona Global Growth Markets PE Fund 2-B LP

Feeder funds

SARONA FRONTIER MARKETS ONTARIO 2 FUND LP
SGGM INTERNATIONAL 2 LP
SGGM U.S. 2 LP

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP WATERLOO, Canada

Custodian LIONS TRUST SAO PAULO, Brazil Related to adviser: No

Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 85

Fund details & source

Fund ID: 805-3055883539
Reported beneficial owners: 96
Minimum commitment: $50K
Form D file number: 021-347235

Form ADV 2131801 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SARONA FRONTIER MARKETS FUND 2 LPPrivate Equity Fund · Last reported Sep 30, 2026$99.8MGross asset value

Feeder funds

SARONA FRONTIER MARKETS INTERNATIONAL FUND 2 LP
SARONA FRONTIER MARKETS U.S. FUND 2 LP
SARONA FRONTIER MARKETS FUND KANDEO LP
SARONA FRONTIER MARKETS ONTARIO 2 FUND LP

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP WATERLOO, Canada

Custodian LIONS TRUST SAO PAULO, Brazil Related to adviser: No

Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Marketer DEER ISLE CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 85

DEER ISLE CAPITAL, LLC
CRD 146269 · SEC 8-67803

Fund details & source

Fund ID: 805-3988099912
Reported beneficial owners: 125
Minimum commitment: $250K
Form D file number: 021-199249
Form D file number: 021-199251

Form ADV 2131801 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SARONA FRONTIER MARKETS FUND 1 LPPrivate Equity Fund · Last reported Sep 30, 2026$4.86MGross asset value

Form D fundraising filings

Sarona Frontier Markets Fund I LP

Fund administrator PINNACLE FUND SERVICES VANCOUVER, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP WATERLOO, Canada

Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 85

Fund details & source

Fund ID: 805-8945736506
Reported beneficial owners: 91
Minimum commitment: $100K
Form D file number: 021-155367

Form ADV 2131801 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MENNONITE ECONOMIC DEVELOPMENT ASSOCIATESPrivate Equity Fund · Last reported Mar 13, 2014$18.1MGross asset value

Auditor PRICEWATERHOUSECOOPERS LLP WATERLOO, Canada

Custodian FULTON BANK LANCASTER, Pennsylvania, United States Related to adviser: No

Custodian TD CANADA TRUST WATERLOO, ONTARIO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-7623868406
Reported beneficial owners: 1
Minimum commitment: $100K
Form D file number: 021-155367

Form ADV 793942 · Mar 13, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SARONA ACCIAL IMPACT LENDING FUND LPOther Private Fund · Last reported Oct 5, 2022$5.83MGross asset value

Feeder funds

SARONA ACCIAL IMPACT LENDING INTERNATIONAL LP
SARONA ACCIAL IMPACT LENDING U.S. LP

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP WATERLOO, Canada

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 85

Fund details & source

Fund ID: 805-3247658799
Reported beneficial owners: 28
Minimum commitment: $250K
Form D file number: 021-448108

Form ADV 1676541 · Oct 5, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SARONA TRADE FINANCE FUND LPOther Private Fund · Last reported Jan 26, 2024$3.25MGross asset value

Feeder funds

SARONA TF U.S. LP
SARONA TF INTERNATIONAL LP

Auditor KPMG LLP WATERLOO, Canada

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 85

Fund details & source

Fund ID: 805-8437885388
Reported beneficial owners: 2
Minimum commitment: $250K
Form D file number: 021-404782
Form D file number: 021-404832

Form ADV 1819021 · Jan 26, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SARONA RISK CAPITAL FUND 1, LPPrivate Equity Fund · Last reported Mar 28, 2016$389KGross asset value

Auditor PRICEWATERHOUSECOOPERS LLP WATERLOO, Canada

Custodian TD CANADA TRUST WATERLOO, ONTARIO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-3062349578
Reported beneficial owners: 29
Minimum commitment: $25K
Form D file number: 021-155367

Form ADV 988204 · Mar 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

THE CATALYST COMMONS, 210-137 GLASGOW STREET, ONTARIO
KITCHENER, N2G 4X8, Canada

CRD 160963

Filing source

Form ADV 2131801 · Sep 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.