Investment adviser · CRD 161822

SARATOGA MANAGEMENT COMPANY LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $1.9B
Client accounts: 2
Employees: 7
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Business development companies	1	$1,886,679,600	99.4%
Pooled investment vehicles	1	$12,171,300	0.6%

Filing source

Form ADV 2085405 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SARATOGA PARTNERS, IV LPPrivate Equity Fund · Last reported Mar 30, 2026$12.5MGross asset value

Fund administrator CSC WEST ORANGE, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor COHN REZNICK HARTFORD, Connecticut, United States

Custodian BANK OF AMERICA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHN REZNICK
PCAOB 596

Fund details & source

Fund ID: 805-5242876363
Reported beneficial owners: 13
Minimum commitment: $2.5M

Form ADV 2085405 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

535 MADISON AVENUE, 4TH FLOOR
NEW YORK, NY, 10022, United States

CRD 161822

Filing source

Form ADV 2085405 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.