Investment adviser · CRD 159405

SARACEN CAPITAL LP

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed May 10, 2022

Regulatory AUM: $194M
Client accounts: 1
Employees: 11
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$194,039,202	100.0%

Filing source

Form ADV 1650899 · May 10, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SARACEN TOTAL RETURN INCOME FUND L.P.Hedge Fund · Last reported May 10, 2022$194MGross asset value

Feeder funds

Fund administrator APEX FUND AND CUSTODY SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DALLAS, Texas, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer SANCTUARY SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Marketer USCA SECURITIES LLC HOUSTON, Texas, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

SANCTUARY SECURITIES, INC.
CRD 205 · SEC 8-22752

USCA SECURITIES LLC
CRD 103789 · SEC 8-52285

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-1426024417
Reported beneficial owners: 54
Minimum commitment: $1M
Form D file number: 021-184585
Form D file number: 021-335265

Form ADV 1650899 · May 10, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 10, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

3033 W. ALABAMA
HOUSTON, TX, 77098, United States

CRD 159405

Filing source

Form ADV 1650899 · May 10, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.