Investment adviser · CRD 44379

SAPERSTON ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

HAMBURG, NY, United States · Form ADV filed Apr 9, 2018

Regulatory AUM
$179M
Form ADV · Item 5.F
Client accounts
723
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
7
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals137$93,210,18452.1%
Individuals566$74,359,72841.6%
Retirement plans9$8,822,1014.9%
Corporations & businesses10$2,428,4951.4%
Charities1$37,6330.0%
Filing source

Form ADV 1207771 · Apr 9, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Apr 9, 2018. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

172 LAKE STREET
HAMBURG, NY, 14075, United States

CRD 44379

Filing source

Form ADV 1207771 · Apr 9, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.