SANTA LUCIA ASSET MANAGEMENT PTE. LTD. – investment adviser, $1.5B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	8	$1,260,300,000	84.3%
Sovereign wealth & foreign institutions	Fewer than 5	$226,700,000	15.2%
High-net-worth individuals	Fewer than 5	$8,000,000	0.5%

Filing source

Form ADV 2130695 · Sep 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CIM INVESTMENT FUND ICAVHedge Fund · Last reported Sep 29, 2022$417MGross asset value

Feeder funds

CIM DIVIDEND INCOME FUND LIMITED

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer CRESTA CAPITAL LIMITED LONDON, United Kingdom Related to adviser: No

Marketer EUREKA CAPITAL PARTNERS SINGAPORE, Singapore Related to adviser: No

Marketer FREEDOM ASSET MANAGEMENT ST PETER PORT, Guernsey Related to adviser: No

Marketer PERINVEST UK LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED
LEI BSQNZQQA7EN1FNKZHR16

Fund details & source

Fund ID: 805-3906170296
Reported beneficial owners: 12
Minimum commitment: $2M

Form ADV 1667221 · Sep 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CIM DISCOVERY FUND LIMITEDHedge Fund · Last reported Sep 29, 2022$10.2MGross asset value

Form D fundraising filings

CIM DISCOVERY FUND Ltd

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT LLC DOUGLAS, Isle of Man

Custodian DRAGON CAPITAL (CYPRUS) LIMITED NICOSIA, Cyprus Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY LONDON, United Kingdom Related to adviser: No

Marketer PERINVEST UK LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-8422785841
Reported beneficial owners: 1
Minimum commitment: $100K
Form D file number: 021-223786

Form ADV 1667221 · Sep 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 29, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

65 CHULIA STREET, #43-05/06 OCBC CENTRE
SINGAPORE, 049513, Singapore

CRD 291669

Filing source

Form ADV 2130695 · Sep 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.