Investment adviser · CRD 138123
SANTA BARBARA ASSET MANAGEMENT, LLC
Investment adviser filing (IA)
LOS ANGELES, CA, United States · Form ADV filed Sep 14, 2021
- Regulatory AUM
- $7.52B Form ADV · Item 5.F
- Client accounts
- 2,949 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 4 | $6,281,322,646 | 83.5% |
| Individuals | 2,648 | $709,362,142 | 9.4% |
| High-net-worth individuals | 148 | $268,177,634 | 3.6% |
| Pooled investment vehicles | 1 | $128,336,428 | 1.7% |
| Corporations & businesses | 103 | $88,657,705 | 1.2% |
| Charities | 24 | $24,796,641 | 0.3% |
| Retirement plans | 21 | $19,262,049 | 0.3% |
Filing source
Form ADV 1565619 · Sep 14, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 14, 2021. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
2029 CENTURY PARK EAST, 16TH FLOORLOS ANGELES, CA, 90067, United States
CRD 138123
Filing source
Form ADV 1565619 · Sep 14, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.