Investment adviser · CRD 113202

SANTA BARBARA ALPHA STRATEGIES

Investment adviser filing (IA)

SANTA BARBARA, CA, United States · Form ADV filed Mar 30, 2012

Regulatory AUM
$1.35M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SANTA BARBARA MARKET NEUTRAL FUND (BAHAMAS) LTDOther Private Fund · Last reported Mar 30, 2012$959KGross asset value
Fund administrator ALPHAMETRIX 360 LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY AND PULLEN LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1383647143
Reported beneficial owners
38
Minimum commitment
$0
Form D file number
021-56191

Form ADV 636388 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SANTA BARBARA MARKET NEUTRAL INSTITUTIONAL FUND LPOther Private Fund · Last reported Mar 30, 2012$390KGross asset value
Fund administrator ALPHAMETRIX 360 LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY AND PULLEN LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5313297848
Reported beneficial owners
32
Minimum commitment
$0
Form D file number
021-71121

Form ADV 636388 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2012. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets

Principal office

24 EL PASEO BLDG.
SANTA BARBARA, CA, 93101, United States

CRD 113202

Filing source

Form ADV 636388 · Mar 30, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.