Investment adviser · CRD 173123
SANDPOINTE
Investment adviser filing (IA)
SANDPOINTE ASSET MANAGEMENT, LLC
PALM BEACH, FL, United States · Form ADV filed Jul 12, 2018
- Regulatory AUM
- $40.5M Form ADV · Item 5.F
- Client accounts
- 1 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $40,535,502 | 100.0% |
| Individuals | Fewer than 5 | $0 | 0.0% |
| High-net-worth individuals | Fewer than 5 | $0 | 0.0% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Retirement plans | Fewer than 5 | $0 | 0.0% |
| Charities | Fewer than 5 | $0 | 0.0% |
| Government entities | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
| Insurance companies | Fewer than 5 | $0 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | 0.0% |
| Corporations & businesses | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 1229035 · Jul 12, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
SANDPOINTE OPPORTUNITIES MASTER FUND, LTD.Hedge Fund · Last reported Jul 7, 2016$27.9MGross asset value
Feeder funds
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-3590587909
- Reported beneficial owners
- 10
- Minimum commitment
- $5M
- Form D file number
- 021-258653
- Form D file number
- 021-258910
Form ADV 1025740 · Jul 7, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SANDPOINTE MASTER FUND, LTD.Hedge Fund · Last reported Jan 19, 2016$17.3MGross asset value
Feeder funds
- SANDPOINTE FUND, LLC
- SANDPOINTE FUND, LTD.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-8008323150
- Reported beneficial owners
- 7
- Minimum commitment
- $3M
- Form D file number
- 021-225992
Form ADV 969737 · Jan 19, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SANDPOINTE U.S. VOLATILITY MASTER FUND, LTD.Hedge Fund · Last reported Jul 7, 2016$10.9MGross asset value
Feeder funds
- SANDPOINTE U.S. VOLATILITY FUND, LLC
- SANDPOINTE U.S. VOLATILITY FUND, LTD.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-7213707730
- Reported beneficial owners
- 7
- Minimum commitment
- $3M
- Form D file number
- 021-263242
Form ADV 1025740 · Jul 7, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jul 12, 2018. View historical filings
Reported services
Investment company portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
350 ROYAL PALM WAY, SUITE 200PALM BEACH, FL, 33480, United States
CRD 173123
Filing source
Form ADV 1229035 · Jul 12, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.